Individual Investors

When those entrusted to invest hard earned savings breach their obligations, individual investors often suffer financial losses that wiping out years of hard work and savings.  This breach of duty and misconduct takes many forms and are often difficult to see without the eye of an experienced attorney.  DWH Legal includes lawyers who have worked at financial institutions such as Morgan Stanley and UBS Financial Services, as well as at the United States Securities and Exchange Commission.  With this experience, we are uniquely qualified to help individual investors identify when their losses are due to the most common forms of Broker Misconduct and Securities Fraud Claims:

  • Fraud
  • Misrepresentation
  • Inducement to Retire
  • Senior Fraud/Elder Abuse Claims
  • Complex Investments such as REITS, Leveraged ETFs and Structured Products
  • Alternative Investments
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Unsuitable Investments
  • Churning
  • Overconcentration
  • Variable Annuity Fraud
  • Failure to Supervise
  • Ponzi Schemes

We understand what a difficult time this is for you and the stresses you may be experiencing. We will work to recover any damages or losses you may have suffered. Please explore our web site for more information, and if you believe you have been the victim of investment or securities fraud please contact us for a free no-commitment evaluation.